Orders of the Commissioner

	Shelf Registration Statements	(82-1) May 12, 1982
	Exempting Boston Stock Exchange	(94-1073) December 27, 1994
	Exempting Philadelphia Stock Exchange	(94-1074) December 27, 1994
	Exempting Pacific Stock Exchange	(95-1097) March 14, 1995
	Exempting Certain Offers of Securities Made on the Internet	(96-0856) April 17, 1996
	Examination Requirement for Agent Who Relies Upon Exclusions from Definition of Investment Adviser Representative	(97-1227) July 10, 1997
	Notice Filing by Federal Covered Adviser	(97-1228) July 15, 1997
	Vacating Implementation of Blue Chip Exemption	(98-1230) February 2, 1998 Amended July 1, 2003
	Investment Adviser Limited Capacity Standards	(99-1236) March 29, 1999
	Accredited Investor Exemption	(99-1237) March 25, 1999
	Commodities Transactions	(99-1245) July 31, 1999
	Examination/Qualification for Investment Adviser Representative	(99-1252) December 21, 1999
	Merchant’s Manual Exemption	(00-1254) March 14, 2000
	Canadian Broker-Dealer and Retirement Plan Exemption	(02-1288) December 18, 2002
	Exemptions for Investment Grade Securities	(07-1339) September 9, 2007
	Definition of Investment Adviser Representatives	(08-1349) May 14, 2008
	Definition of Investment Adviser Branch Office	(08-1350) May 14, 2008
	Definition of Sales Literature or Advertising Communication	(0001) June 10, 2009
	Establishing an Investment Adviser Solicitor and Investment Adviser Solicitor Representative	(0002) May 12, 2011

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